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Robinhood Agrees to $45 Million Settlement Over SEC Record-Keeping and Compliance Violations

by Olawunmi Sola-Otegbade January 14, 2025

by Olawunmi Sola-Otegbade January 14, 2025

Robinhood Agrees to $45 Million Settlement Over SEC Record-Keeping and Compliance Violations Robinhood Markets, the popular online trading platform, has reached a $45 million settlement with the U.S. Securities and …

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fintech compliance challenges.

Robinhood Agrees to $45 Million Settlement Over SEC Record-Keeping and Compliance Violations